A new study from Oxford University builds upon growing research that calls into question whether investors understand their private equity investments.
The SEC’s Office of Compliance Inspections and Examinations issued a Risk Alert citing common deficiencies identified during examinations of investment advisers managing hedge funds and private equity funds, particularly related to conflicts of interests, allocation of fees and expenses, and the prevention of the misuse of material nonpublic information.
Sun Life Canada is launching an environmental, social and governance framework for its group retirement services to help pension plan sponsors and members make sustainable investing decisions.
The SEC published a Risk Alert on June 23, 2020 which outlined compliance issues discovered during hundreds of examinations of investment advisers that manage private equity funds or hedge funds.